§  64.606   Internet-based TRS provider and TRS program certification.

   (a) Documentation --(1) Certified state program. Any state, through its
   office of the governor or other delegated executive office empowered to
   provide TRS, desiring to establish a state program under this section
   shall submit, not later than October 1, 1992, documentation to the
   Commission addressed to the Federal Communications Commission, Chief,
   Consumer & Governmental Affairs Bureau, TRS Certification Program,
   Washington, DC 20554, and captioned "TRS State Certification
   Application." All documentation shall be submitted in narrative form,
   shall clearly describe the state program for implementing intrastate
   TRS, and the procedures and remedies for enforcing any requirements
   imposed by the state program. The Commission shall give public notice
   of states filing for certification including notification in the
   Federal Register .

   (2) Internet-based TRS provider. Any entity desiring to provide
   Internet-based TRS and to receive compensation from the Interstate TRS
   Fund, shall submit documentation to the Commission addressed to the
   Federal Communications Commission, Chief, Consumer and Governmental
   Affairs Bureau, TRS Certification Program, Washington, DC 20554, and
   captioned "Internet-based TRS Certification Application." The
   documentation shall include, in narrative form:

   (i) A description of the forms of Internet-based TRS to be provided (
   i.e., VRS, IP Relay, and/or IP captioned telephone relay service);

   (ii) A detailed description of how the applicant will meet all
   non-waived mandatory minimum standards applicable to each form of TRS
   offered, including documentary and other evidence, and in the case of
   VRS, such documentary and other evidence shall demonstrate that the
   applicant leases, licenses or has acquired its own facilities and
   operates such facilities associated with TRS call centers and employs
   communications assistants, on a full or part-time basis, to staff such
   call centers at the date of the application. Such evidence shall
   include, but not be limited to:

   (A) In the case of VRS applicants or providers,

   ( 1 ) Operating five or fewer call centers within the United States, a
   copy of each deed or lease for each call center operated by the
   applicant within the United States;

   ( 2 ) Operating more than five call centers within the United States, a
   copy of each deed or lease for a representative sampling (taking into
   account size (by number of communications assistants) and location) of
   five call centers operated by the applicant within the United States,
   together with a list of all other call centers that they operate that
   includes the information required under § 64.604(c)(5)(iii)(N)( 2 );

   ( 3 ) Operating call centers outside of the United States, a copy of
   each deed or lease for each call center operated by the applicant
   outside of the United States;

   ( 4 ) A description of the technology and equipment used to support
   their call center functions--including, but not limited to, automatic
   call distribution, routing, call setup, mapping, call features, billing
   for compensation from the TRS Fund, and registration--and for each core
   call center function, a statement whether such technology and equipment
   is owned, leased or licensed (and from whom if leased or licensed); and

   ( 5 ) Proofs of purchase, leases or license agreements for all
   technology and equipment used to support their call center functions,
   including a complete copy of any lease or license agreement for
   automatic call distribution.

   (B) For all applicants, a list of individuals or entities that hold at
   least a 10 percent equity interest in the applicant, have the power to
   vote 10 percent or more of the securities of the applicant, or exercise
   de jure or de facto control over the applicant, a description of the
   applicant's organizational structure, and the names of its executives,
   officers, members of its board of directors, general partners (in the
   case of a partnership), and managing members (in the case of a limited
   liability company);

   (C) For all applicants, a list of the number of applicant's full-time
   and part-time employees involved in TRS operations, including and
   divided by the following positions: executives and officers; video
   phone installers (in the case of VRS), communications assistants, and
   persons involved in marketing and sponsorship activities;

   (D) For all applicants, copies of employment agreements for all of the
   provider's employees directly involved in TRS operations, executives,
   and communications assistants, and a list of names of employees
   directly involved in TRS operations, need not be submitted with the
   application, but must be retained by the applicant for five years from
   the date of application, and submitted to the Commission upon request;
   and

   (E) For all applicants, a list of all sponsorship arrangements relating
   to Internet-based TRS, including any associated written agreements;

   (iii) A description of the provider's complaint procedures; and

   (iv) A statement that the provider will file annual compliance reports
   demonstrating continued compliance with these rules.

   (v) The chief executive officer (CEO), chief financial officer (CFO),
   or other senior executive of an applicant for Internet-based TRS
   certification under this section with first hand knowledge of the
   accuracy and completeness of the information provided, when submitting
   an application for certification under paragraph (a)(2) of this
   section, must certify as follows: I swear under penalty of perjury that
   I am __ (name and title), __an officer of the above-named applicant,
   and that I have examined the foregoing submissions, and that all
   information required under the Commission's rules and orders has been
   provided and all statements of fact, as well as all documentation
   contained in this submission, are true, accurate, and complete.

   (3) Assessment of Internet-based TRS Provider Certification
   Application. In order to assess the merits of a certification
   application submitted by an Internet-based TRS provider, the Commission
   may conduct one or more on-site visits of the applicant's premises, to
   which the applicant must consent.

   (b)(1) Requirements for state certification. After review of state
   documentation, the Commission shall certify, by letter, or order, the
   state program if the Commission determines that the state certification
   documentation:

   (i) Establishes that the state program meets or exceeds all
   operational, technical, and functional minimum standards contained in
   § 64.604;

   (ii) Establishes that the state program makes available adequate
   procedures and remedies for enforcing the requirements of the state
   program, including that it makes available to TRS users informational
   materials on state and Commission complaint procedures sufficient for
   users to know the proper procedures for filing complaints; and

   (iii) Where a state program exceeds the mandatory minimum standards
   contained in § 64.604, the state establishes that its program in no way
   conflicts with federal law.

   (2) Requirements for Internet-based TRS Provider FCC certification.
   After review of certification documentation, the Commission shall
   certify, by Public Notice, that the Internet-based TRS provider is
   eligible for compensation from the Interstate TRS Fund if the
   Commission determines that the certification documentation:

   (i) Establishes that the provision of Internet-based TRS will meet or
   exceed all non-waived operational, technical, and functional minimum
   standards contained in § 64.604;

   (ii) Establishes that the Internet-based TRS provider makes available
   adequate procedures and remedies for ensuring compliance with the
   requirements of this section and the mandatory minimum standards
   contained in § 64.604, including that it makes available for TRS users
   informational materials on complaint procedures sufficient for users to
   know the proper procedures for filing complaints.

   (c)(1) State certification period. State certification shall remain in
   effect for five years. One year prior to expiration of certification, a
   state may apply for renewal of its certification by filing
   documentation as prescribed by paragraphs (a) and (b) of this section.

   (2) Internet-based TRS Provider FCC certification period. Certification
   granted under this section shall remain in effect for five years. An
   Internet-based TRS provider applying for renewal of its certification
   must file documentation with the Commission containing the information
   described in paragraph (a)(2) of this section at least 90 days prior to
   expiration of its certification.

   (d) Method of funding. Except as provided in § 64.604, the Commission
   shall not refuse to certify a state program based solely on the method
   such state will implement for funding intrastate TRS, but funding
   mechanisms, if labeled, shall be labeled in a manner that promote
   national understanding of TRS and do not offend the public.

   (e)(1) Suspension or revocation of state certification. The Commission
   may suspend or revoke such certification if, after notice and
   opportunity for hearing, the Commission determines that such
   certification is no longer warranted. In a state whose program has been
   suspended or revoked, the Commission shall take such steps as may be
   necessary, consistent with this subpart, to ensure continuity of TRS.
   The Commission may, on its own motion, require a certified state
   program to submit documentation demonstrating ongoing compliance with
   the Commission's minimum standards if, for example, the Commission
   receives evidence that a state program may not be in compliance with
   the minimum standards.

   (2) Suspension or revocation of Internet-based TRS Provider FCC
   certification. The Commission may suspend or revoke the certification
   of an Internet-based TRS provider if, after notice and opportunity for
   hearing, the Commission determines that such certification is no longer
   warranted. The Commission may, on its own motion, require a certified
   Internet-based TRS provider to submit documentation demonstrating
   ongoing compliance with the Commission's minimum standards if, for
   example, the Commission receives evidence that a certified
   Internet-based TRS provider may not be in compliance with the minimum
   standards.

   (f) Notification of substantive change. (1) States must notify the
   Commission of substantive changes in their TRS programs within 60 days
   of when they occur, and must certify that the state TRS program
   continues to meet federal minimum standards after implementing the
   substantive change.

   (2) VRS and IP Relay providers certified under this section must notify
   the Commission of substantive changes in their TRS programs, services,
   and features within 60 days of when such changes occur, and must
   certify that the interstate TRS provider continues to meet Federal
   minimum standards after implementing the substantive change.
   Substantive changes shall include, but not be limited to:

   (i) The use of new equipment or technologies to facilitate the manner
   in which relay services are provided;

   (ii) Providing services from a new facility not previously identified
   to the Commission or the Fund administrator; and

   (iii) Discontinuation of service from any facility.

   (g) Internet-based TRS providers certified under this section shall
   file with the Commission, on an annual basis, a report demonstrating
   that they are in compliance with § 64.604.

   (1) Such reports must update the information required in paragraph
   (a)(2) of this section and include updated documentation and a summary
   of the updates, or certify that there are no changes to the information
   and documentation submitted with the application for certification,
   application for renewal of certification, or the most recent annual
   report, as applicable.

   (2) The chief executive officer (CEO), chief financial officer (CFO),
   or other senior executive of an Internet-based TRS provider under this
   section with first hand knowledge of the accuracy and completeness of
   the information provided, when submitting an annual report under
   paragraph (g) of this section, must, with each such submission, certify
   as follows: I swear under penalty of perjury that I am __ (name and
   title), an officer of the above-named reporting entity, and that I have
   examined the foregoing submissions, and that all information required
   under the Commission's rules and orders has been provided and all
   statements of fact, as well as all documentation contained in this
   submission, are true, accurate, and complete.

   (h) Unauthorized service interruptions. (1) Each certified VRS provider
   must provide Internet-based TRS without unauthorized voluntary service
   interruptions.

   (2) A VRS provider seeking to voluntarily interrupt service for a
   period of 30 minutes or more in duration must first obtain Commission
   authorization by submitting a written request to the Commission's
   Consumer and Governmental Affairs Bureau (CGB) at least 60 days prior
   to any planned service interruption, with detailed information of:

   (i) Its justification for such interruption;

   (ii) Its plan to notify customers about the impending interruption; and

   (iii) Its plans for resuming service, so as to minimize the impact of
   such disruption on consumers through a smooth transition of temporary
   service to another provider, and restoration of its service at the
   completion of such interruption. CGB will grant or deny such a request
   and provide a response to the provider at least 35 days prior to the
   proposed interruption, in order to afford an adequate period of
   notification to consumers. In evaluating such a request, CGB will
   consider such factors as the length of time of the proposed
   interruption, the reason for such interruption, the frequency with
   which such requests have been made by the provider in the past, the
   potential impact of the interruption on consumers, and the provider's
   plans for a smooth service restoration.

   (3) In the event of an unforeseen service interruption due to
   circumstances beyond an Internet-based TRS service provider's control,
   or in the event of a VRS provider's voluntary service interruption of
   less than 30 minutes in duration, the provider must submit a written
   notification to CGB within two business days of the commencement of the
   service interruption, with an explanation of when and how the provider
   has restored service or the provider's plan to do so imminently. In the
   event the provider has not restored service at the time such report is
   filed, the provider must submit a second report within two business
   days of the restoration of service with an explanation of when and how
   the provider has restored service. The provider also must provide
   notification of service outages covered by this paragraph to consumers
   on an accessible Web site, and that notification of service status must
   be updated in a timely manner.

   (4) A VRS provider that fails to obtain prior Commission authorization
   for a voluntary service interruption or fails to provide written
   notification after a voluntary service interruption of less than 30
   minutes in duration, or an Internet-based TRS provider that fails to
   provide written notification after the commencement of an unforeseen
   service interruption due to circumstances beyond the provider's control
   in accordance with this subsection, may be subject to revocation of
   certification, suspension of payment from the TRS Fund, or other
   enforcement action by the Commission, as appropriate.

   [ 70 FR 76215 , Dec. 23, 2005. Redesignated at  73 FR 21259 , Apr. 21,
   2008;  76 FR 24402 , May 2, 2011;  76 FR 47474 , 47477, Aug. 5, 2011]

   Effective Date Note:   At  76 FR 47575 , Aug. 5, 2011, § 64.606(a)(2)and
   (g) were revised and paragraphs (h)(2) and (3) were added. These
   paragraphs contain information collection and recordkeeping
   requirements and will not become effective until approval has been
   given by the Office of Management and Budget.

   Effective Date Note:   At  76 FR 47477 , Aug. 5, 2011, § 64.606 was
   amended by revising paragraphs (a)(2)(v) and (g). These paragraphs
   contain information collection and recordkeeping requirements and will
   not become effective until approval has been given by the Office of
   Management and Budget.