Sec. 69.3 Filing of access service tariffs.
(a) Except as provided in paragraphs (g) and (h) of this section, a
tariff for access service shall be filed with this Commission for a two-
year period. Such tariffs shall be filed on a minimum of 90 days' notice
with a scheduled effective date of July 1. Such tariff filings shall be
limited to rate level changes.
(b) The requirements imposed by paragraph (a) of this section shall
not preclude the filing of revisions to those annual tariffs that will
become effective on dates other than July 1.
(c) Any access service tariff filing, the filing of any petitions
for rejection, investigation or suspension and the filing of any
responses to such petitions shall comply with the applicable rules of
this Commission relating to tariff filings.
(d) The association shall file a tariff as agent for all telephone
companies that participate in an association tariff.
(e) A telephone company or group of telephone companies may file a
tariff that is not an association tariff, except that a group rate for
non-affiliated telephone companies may not be filed under Sec. 61.50 of
this chapter; e.g., the Association. Such a tariff may cross-reference
the association tariff for
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some access elements and include separately computed charges of such
company or companies for other elements. Any such tariff must comply
with the requirements hereinafter provided:
(1) Such a tariff must cross reference association charges for the
Carrier Common Line and End User Common Line element or elements if such
company or companies participate in the pooling of revenues and revenue
requirements for such elements.
(2) Such a tariff that cross-references an association charge for
any end user access element must cross-reference association charges for
all end user access elements;
(3) Such a tariff that cross-references an association charge for
any carrier's carrier access element other than the Carrier Common Line
element must cross-reference association charges for all carrier's
carrier access charges other than the Carrier Common Line element;
(4) Except for charges subject to price cap regulation as that term
is defined in Sec. 61.3(v) of this chapter, any charge in such a tariff
that is not an association charge must be computed to reflect the
combined investment and expenses of all companies that participate in
such a charge;
(5) A telephone company or companies that elect to file such a
tariff for 1984 access charges shall notify AT&T on or before the 40th
day after the release of the Commission order adopting this part;
(6) A telephone company or companies that elect to file such a
tariff shall notify the association not later than December 31 of the
preceding year, if such company or companies did not file such a tariff
in the preceding annual period or cross-reference association charges in
such preceding period that will not be cross-referenced in the new
tariff.
(7) Such a tariff shall not contain charges for any access elements
that are disaggregated or deaveraged within a study area that is used
for purposes of jurisdictional separations.
(8) Such a tariff shall not contain charges included in the billing
and collection category.
(9) A telephone company or group of affiliated telephone companies
that elects to file it own Carrier Common Line tariff effective April 1,
1989 shall notify the association not later than August 30 of the
preceding year that it will no longer participate in the association
tariff. A telephone company or group of affiliated telephone companies
that elects to file its own Carrier Common Line tariff effective July 1,
1990 or thereafter pursuant to Sec. 69.3(a) shall notify the association
not later than December 31 of the preceding year that it will no longer
participate in the association tariff. A telephone company or group of
affiliated telephone companies that electes to file its own Carrier
Common Line tariff for one its study areas shall file its own Carrier
Common Line tariff(s) for all of its study areas.
(10) Any data supporting a tariff that is not an association tariff
shall be consistent with any data that the filing carrier submitted to
the association.
(11) Any changes in Association common line tariff participation and
Long Term and Transitional Support resulting from the merger or
acquisition of telephone properties are to be made effective on the next
annual access tariff filing effective date following consummation of the
merger or acquisition transaction, in accordance with the provisions of
Sec. 69.3(e)(9).
(f) A tariff for access service provided by a telephone company that
may file an access tariff pursuant to Sec. 61.39 may be filed for a
biennial period with a minimum of 90 days notice and scheduled effective
date of July 1 of any odd numbered year. An eligible telephone company
that does not elect to file an access tariff pursuant to the Sec. 61.39
procedures may elect to file a biennial tariff pursuant to this section.
For purposes of computing charges for access elements other than Common
Line elements to be effective on July 1 of any even-numbered year, the
association may compute rate changes based upon statistical methods
which represent a reasonable equivalent to the cost support information
otherwise required under part 61 of this chapter.
(g) The following rules apply to telephone company participation in
the
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Association common line pool for telephone companies involved in a
merger or acquisition.
(1) Notwithstanding the requirements of Sec. 69.3(e)(9), any
Association common line tariff participant that is party to a merger or
acquisition may continue to participate in the Association common line
tariff.
(2) Notwithstanding the requirements of Sec. 69.3(e)(9), any
Association common line tariff participant that is party to a merger or
acquisition may include other telephone properties involved in the
transaction in the Association common line tariff, provided that the net
addition of common lines to the Association common line tariff resulting
from the transaction in not greater than 50,000, and provided further
that, if any common lines involved in a merger or acquisition are
returned to the Association common line tariff, all of the common lines
involved in the merger or acquisition must be returned to the
Association common line tariff.
(3) Telephone companies involved in mergers or acquisitions that
wish to have more than 50,000 common lines reenter the Association
common line pool must request a waiver of Sec. 69.3(e)(9). If the
telephone company has met all other legal obligations, the waiver
request will be deemed granted on the sixty-first (61st) day from the
date of public notice inviting comment on the requested waiver unless:
(i) The merger or acquisition involves one or more partial study
areas;
(ii) The waiver includes a request for confidentiality of some or
all of the materials supporting the request;
(iii) The waiver includes a request to return only a portion of the
telephone properties involved in the transaction to the Association
common line tariff;
(iv) The Commission rejects the waiver request prior to the
expiration of the sixty-day period;
(v) The Commission requests additional time or information to
process the waiver application prior to the expiration of the sixty-day
period; or
(vi) A party, in a timely manner, opposes a waiver request or seeks
conditional approval of the waiver in response to our public notice of
the waiver request.
(h) Local exchange carriers subject to price cap regulation as that
term is defined in Sec. 61.3(v) of this chapter, shall file with this
Commission a price cap tariff for access service for an annual period.
Subject to Sec. 61.48, such tariffs shall be filed to provide a minimum
of 90 days' notice with a scheduled effective date of July 1. Such
tariff filings shall be limited to changes in the Price Cap Indexes,
rate level changes (with corresponding adjustments to the affected
Actual Price Indexes and Service Band Indexes), and the incorporation of
new services into the affected indexes as required by Sec. 61.49 of this
chapter.
(i) The following rules apply to the withdrawal from Association
tariffs under the provision of paragraph (e)(6) or (e)(9) of this
section or both by telephone companies electing to file price cap
tariffs pursuant to paragraph (h) of this section or optional incentive
plan tariffs pursuant to Sec. 61.50 of this chapter.
(1) In addition to the withdrawal provisions of paragraphs (e) (6)
and (9) of this section, a telephone company or group of affiliated
telephone companies that participates in one or more Association tariffs
during the current tariff year and that elects to file price cap tariffs
or optional incentive regulation tariffs effective July 1 of the
following tariff year, shall give the Association at least 6 months'
notice that it is withdrawing from Association tariffs, subject to the
terms of this section, to participate in price cap regulation or
optional incentive regulation.
(2) The Association shall maintain records of such withdrawals
sufficient to discharge its obligations under these Rules and to detect
efforts by such companies or their affiliates to rejoin any Association
tariffs in violation of the provisions of paragraph (i)(4) of this
section.
(3) Notwithstanding the provisions of paragraphs (e) (3), (6), and
(9) of this section, in the event a telephone company withdraws from all
Association tariffs for the purpose of filing price cap tariffs or
optional incentive plan tariffs, such company shall exclude from such
withdrawal all ``average schedule'' affiliates and all affiliates so
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excluded shall be specified in the withdrawal. However, such company may
include one or more ``average schedule'' affiliates in price cap
regulation or optional incentive plan regulation provided that each
price cap or optional incentive plan affiliate relinquishes ``average
schedule'' status and withdraws from all Association tariffs and any
tariff filed pursuant to Sec. 61.39(b)(2) of this chapter. See generally
Secs. 69.605(c), 61.39(b) of this chapter; MTS and WATS Market
Structure: Average Schedule Companies, Report and Order, 103 FCC 2d
1026-1027 (1986).
(4) If a telephone company elects to withdraw from Association
tariffs and thereafter becomes subject to price cap regulation as that
term is defined in Sec. 61.3(v) of this chapter, neither such telephone
company nor any of its withdrawing affiliates shall thereafter be
permitted to participate in any Association tariffs.
(j) A telephone company or group of affiliated telephone companies
that participates in an association tariff and elects to file its own
tariff pursuant to Sec. 61.50 of this chapter by January 1, 1994 shall
notify the association not later than September 1, 1993 that it will no
longer participate in the association tariff. This January 1, 1994
filing shall be for an 18-month tariff period. A telephone company or
group of affiliated telephone companies that participates in an
association tariff and elects to file its own tariff pursuant to
Sec. 61.50 of this chapter, by July 1, 1994 or thereafter pursuant to
paragraph (a) of this section, shall notify the association not later
than December 31 of the preceding year that it will no longer
participate in that association tariff.
(47 U.S.C. 154 (i) and (j), 201, 202, 203, 205, 218 and 403 and 5 U.S.C.
)
[48 553 FR 10358 , Mar. 11, 1983, as amended at 48 FR 43017 , Sept. 21, 1983;
50 FR 41356 , Oct. 10, 1985; 51 FR 6119 , Feb. 20, 1986; 51 FR 42236 , Nov.
24, 1986; 52 FR 21540 , June 8, 1987; 52 FR 37310 , Oct. 6, 1987; 53 FR 36289 , Sept. 19, 1988; 54 FR 39534 , Sept. 27, 1989; 55 FR 6990 , Feb. 28,
1990; 55 FR 42385 , Oct. 19, 1990; 55 FR 50558 , Dec. 7, 1990; 58 FR 36149 , July 6, 1993]
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