Sec. 202.3 Plans preparation and execution.
Federal authority, substantive provisions, and functional
responsibilities of the executive office are summarized in the
following:
[[Page 833]]
(a) Wartime Emergency Functions. (1) The Assistant to the President
for National Security Affairs (the National Security Advisor) shall
provide general policy direction for the exercise of the war power
functions of the President under section 706 of the Communications Act
(47 U.S.C. 606), as amended, should the President issue implementing
instructions in accordance with the National Emergencies Act (50 U.S.C.
1601).
(2) The Director of the Office of Science and Technology Policy
shall direct the exercise of the war power functions of the President
under section 706(a), (c)-(e) of the Communications Act (47 U.S.C. 606),
as amended, should the President issue implementing instructions in
accordance with the National Emergencies Act (50 U.S.C. 1601).
(b) Non-wartime Emergency Functions. (1) The National Security
Advisor shall:
(i) Advise and assist the President in coordinating the development
of policy, plans, programs and standards within the Federal Government
for the identification, allocation and use of the Nation's
telecommunications resources by the Federal Government, and by State and
local governments, private industry and volunteer organizations, upon
request, to the extent practicable and otherwise consistent with the
law, during those crises or emergencies in which the exercise of the
President's war power functions is not required or permitted by law.
(ii) Provide policy oversight and direction of the activities of the
NCS.
(2) The Director of the Office of Science and Technology Policy
shall:
(i) Provide information, advice, guidance and assistance, as
appropriate, to the President and to those Federal departments and
agencies with responsibilities for the provision, management or
allocation of telecommunications resources during those crises or
emergencies in which the exercise of the President's war power functions
is not required or permitted by law.
(ii) Establish a Joint Telecommunications Resources Board (JTRB) to
assist the Director in providing information, advice, guidance and
assistance, as appropriate, to the President and to those Federal
Departments and agencies with responsibilities for the provision,
management, or allocation of telecommunications resources, during those
crises or emergencies in which the exercise of the President's war power
functions is not required or permitted by law.
(c) Planning and Oversight Responsibilities. (1) The National
Security Advisor shall advise and assist the President in:
(i) Coordination and development of policy, plans, programs and
standards for the mobilization and use of the Nation's commercial,
government, and privately owned telecommunications resources to meet
national security and emergency preparedness telecommunications
requirements.
(ii) Providing policy oversight and direction of the activities of
the NCS; and
(iii) Providing policy oversight and guidance for the execution of
the responsibilities assigned to the Federal departments and agencies by
Executive Order 12472.
(2) The Director of the Office of Science and Technology Policy (or
a designee) shall:
(i) Advise and assist the President in the administration of a
system of radio spectrum priorities for those spectrum dependent
telecommunications resources of the Federal government which support
national security and emergency preparedness telecommunications
functions.
(ii) Certify or approve priorities for radio spectrum use by the
Federal government, including the resolution of any conflicts in or
among priorities under all conditions or crisis or emergency.
(3) The National Security Advisor, the Director of the Office of
Science and Technology Policy and the Director of the Office of
Management and Budget shall, in consultation with the Executive Agent
for the NCS and the NCS Committee of Principals, determine what
constitutes national security and emergency preparedness
telecommunications requirements.
(4) The Director of the Office of Management and Budget, in
consultation with the National Security Advisor and
[[Page 834]]
the NCS, will prescribe general guidelines and procedures for reviewing
the financing of the NCS within the budgetary process and for
preparation of budget estimates by participating agencies.
(d) Performance of essential government and public services during a
national emergency, as defined in section 706 of the Communications Act
(47 U.S.C. 606), as amended, will require a means for communications
between government and the private sector, communications essential to
operations of elements of the national economy, and communications for
national defense and civil defense purposes. The needs of the private
sector and those of government should be properly coordinated to ensure
that responses to each of these communities of interest, government and
private sector, are appropriately balanced. For this reason, with regard
to wartime emergency functions, the Director, Office of Science and
Technology Policy (OSTP), has delegated the responsibility for the
private sector to the Chairman, Federal Communications Commission (FCC),
and responsibility for the needs of government to the Executive Agent,
National Communications System (NCS). A parity of level of authority of
these officials is established. They will coordinate and negotiate
telecommunications conflicts with respect to the allocation and use of
the Nation's telecommunications resources, reporting to the Director on
unresolved issues which are within the domain of their respective
responsibilities and authorities.
(e) In order to support the NS/EP telecommunications needs of the
Federal government, State and local governments, private industry and
volunteer organizations, under all circumstances, including those of
crisis or emergency, the following functions shall be performed:
(1) The Secretary of Commerce, for all conditions of crisis or
emergency, shall:
(i) Develop plans and procedures concerning radio spectrum
assignments, priorities and allocations for use by Federal departments,
agencies and entities; and
(ii) Develop, maintain and publish policy, plans and procedures for
the control and assignment of radio frequencies, including the authority
to amend, modify or revoke such assignments, in those parts of the
electromagnetic spectrum allocated to the Federal Government.
(2) The Director of the Federal Emergency Management Agency shall:
(i) Plan for and provide, operate and maintain telecommunications
services and facilities, as part of its National Emergency Management
System, adequate to support its assigned emergency management
responsibilities.
(ii) Advise and assist State and local governments and volunteer
organizations, upon request and to the extent consistent with law, in
developing plans and procedures for identifying and satisfying their NS/
EP telecommunications requirements.
(iii) Ensure, to the maximum extent practicable, that national
security and emergency preparedness telecommunications planning by State
and local governments and volunteer organizations is mutually supportive
of and consistent with the planning of the Federal Government.
(iv) Develop, upon request and to the extent consistent with law and
in consonance with regulations promulgated by and agreements with the
Federal Communications Commission, plans and capabilities for, and
provide policy and management oversight of, the Emergency Broadcast
System, and advise and assist private radio licensees of the Commission
in developing emergency communications plans, procedures and
capabilities.
(v) Act as sponsor for State and local governments' requests for
telecommunications service priority (TSP) in accordance with the Federal
Communications Commissions regulations and with procedures in approved
NCS issuances.
(3) The Secretary of State, in accordance with assigned
responsibilities within the Diplomatic Telecommunications Service, shall
plan for and provide, operate and maintain rapid, reliable and secure
telecommunications services to those Federal entities represented at
United States diplomatic missions and consular offices overseas.
[[Page 835]]
This responsibility shall include the provision and operation of
domestic telecommunications in support of assigned national security and
emergency preparedness responsibilities.
(4) The Secretary of Defense shall:
(i) Plan for and provide, operate and maintain telecommunications
services and facilities adequate to support the National Command
Authorities and to execute responsibilities assigned by Executive Order
12333, December 4, 1981 ( 46 FR 59941 ; 3 CFR, 1981 Comp., p. 200).
(ii) Ensure that the Director of the National Security Agency
provides the technical support necessary to develop and maintain plans
adequate to provide for the security and protection of national security
and emergency preparedness telecommunications.
(iii) Provide protection for interstate or foreign communication as
directed by the President when the public interest requires under
section 706(b) of the Communications Act (47 U.S.C. 606(b)).
(iv) In consultation with the Secretary of Transportation, develop
policy, plans and procedures adequate to enable a transfer of control
over radio stations in the Aviation Service and aboard vessels in the
Maritime Service to the Department of Defense during a national
emergency pursuant to Sec. 202.1(b)(3) of these regulations.
(5) The Attorney General shall, as necessary, review for legal
sufficiency, including consistency with the antitrust laws, all
policies, plans or procedures developed pursuant to these regulations.
(6) The Director, Central Intelligence Agency, shall plan for and
provide, operate and maintain telecommunications services adequate to
support the Agency's assigned responsibilities, including the
dissemination of intelligence within the Federal government.
(7) Except as otherwise assigned pursuant to these regulations, the
Administrator of General Services shall ensure that Federally owned or
managed domestic communications facilities and services meet the NS/EP
requirements of Federal civilian departments, agencies and entities. The
Administrator shall perform these responsibilities consistent with
policy guidance of the Director of the Office of Management and Budget.
(8) The Secretary of the Interior shall develop and execute
emergency plans with respect to the administration of telecommunications
activities in the territorial and trusteeship areas under the
jurisdiction of the United States and within the responsibility
previously assigned to him by appropriate laws and other authority.
(9) The Federal Communications Commission, consistent with its
statutory authority, shall:
(i) Review the policies, plans and procedures of all entities
licensed or regulated by the Commission that are developed to provide
national security and emergency preparedness telecommunications services
to ensure that such policies, plans and procedures are consistent with
the public interest, convenience and necessity.
(ii) Perform such functions as required by law with respect to all
entities licensed or regulated by the Commission, including (but not
limited to) the extension, discontinuance or reduction of common carrier
facilities or services; the control of common carrier rates, charges,
practices and classifications; the construction, authorization,
activation, deactivation or closing of radio stations, services and
facilities; the assignment of radio frequencies to Commission licensees;
the investigation of violations of pertinent law and regulation; and the
initiation of appropriate enforcement actions.
(iii) Develop policy, plans and procedures adequate to execute the
responsibilities assigned pursuant to these regulations under all
conditions of crisis or emergency.
(iv) Consult as appropriate with authorized officials of the NCS to
ensure continued coordination of their respective NCS activities.
(10) The National Communications System (comprised of the Executive
Agent for the NCS, the NCS Committee of Principals, and the Manager,
NCS) shall assist the President, the Director of the Office of Science
and Technology Policy, National Security Advisor and
[[Page 836]]
the Director of the Office of Management and Budget in the exercise of
national security and emergency preparedness telecommunications
functions and responsibilities and in the coordination of the planning
for and provision of national security and emergency preparedness
communications for the Federal government under all circumstances,
including crisis or emergency, attack, recovery and reconstitution.
(11) The Executive Agent for the NCS shall:
(i) Ensure that the NCS conducts unified planning and operations, in
order to coordinate the development and maintenance of an effective and
responsive capability for meeting the domestic and international
national security and emergency preparedness needs of the Federal
government.
(ii) Ensure that the activities of the NCS are conducted in
conjunction with the emergency management activities of the Federal
Emergency Management Agency.
(12) The Manager, NCS shall:
(i) Develop for consideration by the NCS Committee of Principals and
the Executive Agent:
(A) A recommended evolutionary telecommunications architecture
designed to meet current and future Federal government national security
and emergency preparedness telecommunications requirements.
(B) Plans and procedures for the management, allocation and use,
including the establishment of priorities or preferences, of Federally
owned or leased telecommunications assets under all conditions of crisis
or emergency.
(C) Plans, procedures and standards for minimizing or removing
technical impediments to the interoperability of government-owned and/or
commercially provided telecommunications systems.
(D) Test and exercise programs and procedures for the evaluation of
the capability of the Nation's telecommunications resources to meet
national security and emergency preparedness telecommunications
requirements.
(E) Alternative mechanisms for funding, through the budget review
process, NS/EP telecommunications initiatives which benefit multiple
Federal departments, agencies or entities. Those mechanisms recommended
by the NCS Committee of Principals and the Executive Agent shall be
submitted to the Executive Office of the President.
(ii) Implement and administer any approved plans or programs as
assigned, including any system of priorities and preferences for the
provision of telecommunications service, in consultation with the NCS
Committee of Principals and the Federal Communications Commission, to
the extent practicable or otherwise required by law or regulation.
(iii) Implement, with the assistance of appropriate Federal
agencies, a decentralized National Telecommunications Management
Structure (NTMS) capable of functioning independently in support of
appropriate authority within the terms and guidelines delineated in the
White House approved Implementation Concept.
(iv) Conduct technical studies or analyses, and examine research and
development programs, for the purpose of identifying, for consideration
by the NCS Committee of Principals and the Executive Agent, improved
approaches which may assist Federal entities in fulfilling national
security and emergency preparedness telecommunications objectives.
(v) Develop an NCS Issuance System of official documents to
implement, establish, guide, describe or explain organizational
responsibilities, authorities, policies and procedures.
(13) The NCS Committee of Principals shall:
(i) Serve as the forum in which each member of the Committee may
review, evaluate and present views, information and recommendations
concerning ongoing or prospective national security and emergency
preparedness telecommunications programs of the NCS and the entities
represented on the Committee.
(ii) Serve as the forum in which each member of the Committee shall
report on and explain ongoing or prospective telecommunications plans
and programs developed or designed to achieve national security and
emergency preparedness telecommunications objectives.
[[Page 837]]
(iii) Provide comments or recommendations, as appropriate, to the
National Security Council, the Director of the Office of Science and
Technology Policy, the Director of the Office of Management and Budget,
the Executive Agent, or the Manager of the NCS, regarding ongoing or
prospective activities of the NCS.
(14) All Federal departments and agencies shall:
(i) Prepare policies, plans and procedures concerning
telecommunications facilities, services, or equipment under their
management or operational control to maximize their capability to
respond to the national security and emergency preparedness needs of the
Federal Government. Such plans will be prepared, and the operations will
be executed, in conjunction with the emergency management activities of
the Federal Emergency Management Agency, and in regular consultation
with the Executive Agent for the NCS and the NCS Committee of
Principals.
(ii) Cooperate with and assist the Executive Agent for the NCS, the
NCS Committee of Principals, the Manager of the NCS, and other
departments and agencies in the execution of the functions set forth in
this regulation, furnishing them such information, support and
assistance as may be required.
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