Goto Section: 54.321 | 54.401 | Table of Contents
FCC 54.322
Revised as of September 1, 2021
Goto Year:2020 |
2022
§ 54.322 Public interest obligations and performance requirements, reporting
requirements, and non-compliance mechanisms for mobile legacy high-cost
support recipients.
(a) General. A mobile competitive eligible telecommunications carrier
that receives monthly support pursuant to § 54.307(e)(5)(ii),
(e)(5)(iii), (e)(6)(iii), or (e)(7)(iii) shall deploy voice and
broadband data services that meet at least the 5G-NR (New Radio)
technology standards developed by the 3rd Generation Partnership
Project with Release 15, or any successor release that may be adopted
by the Office of Economics and Analytics and the Wireline Competition
Bureau after notice and comment.
(b) Service milestones and deadlines. A mobile competitive eligible
telecommunications carrier that receives monthly support pursuant to
§ 54.307(e)(5)(ii), (e)(5)(iii), (e)(6)(iii), or (e)(7)(iii) shall
deploy 5G service that meets the performance requirements specified in
paragraph (d) of this section to a percentage of the service areas for
which the carrier receives monthly support and on a schedule as
specified and adopted by the Office of Economics and Analytics and
Wireline Competition Bureau after notice and comment.
(c) Support usage. A mobile competitive eligible telecommunications
carrier that receives monthly support pursuant to § 54.307(e)(5)(ii),
(e)(5)(iii), (e)(6)(iii) or (e)(7)(iii) shall use an increasing
percentage of such support for the deployment, maintenance, and
operation of mobile networks that provide 5G service as specified in
paragraph (a) of this section and that meet the performance
requirements specified in paragraph (d) of this section as follows:
(1) Year one support usage. The carrier shall use at least one-third (
1⁄3 ) of the total monthly support received pursuant to
§ 54.307(e)(5)(ii), (e)(5)(iii), (e)(6)(iii), or (e)(7)(iii) in calendar
year 2021 as specified in paragraph (c) of this section by December 31,
2021.
(2) Year two support usage. The carrier shall use at least two-thirds (
2⁄3 ) of the total monthly support received pursuant to
§ 54.307(e)(5)(ii), (e)(5)(iii), (e)(6)(iii), or (e)(7)(iii) in calendar
year 2022 as specified in paragraph (c) of this section by December 31,
2022.
(3) Year three and subsequent year support usage. The carrier shall use
all monthly support received pursuant to § 54.307(e)(5)(ii),
(e)(5)(iii), (e)(6)(iii), or (e)(7)(iii) as specified in paragraph (c)
of this section in 2023 and thereafter.
(4) Year one support usage flexibility. If the carrier is unable to
meet the support usage requirement in paragraph (c)(1) of this section,
the carrier shall have the flexibility to instead proportionally
increase the support usage requirement in paragraph (c)(2) of this
section such that its combined usage of monthly support received
pursuant to § 54.307(e)(5)(ii), (e)(5)(iii), (e)(6)(iii), or (e)(7)(iii)
in calendar years 2021 and 2022 is equal to the total amount of such
support that the carrier receives annually, provided that the carrier
certifies to the Wireline Competition Bureau this amount and that it
will make up for any shortfall in a filing due by March 31, 2021 or 30
days after Paperwork Reduction Act approval, whichever is later.
(d) Performance requirements. A mobile competitive eligible
telecommunications carrier that receives monthly support pursuant to
§ 54.307(e)(5)(ii), (e)(5)(iii), (e)(6)(iii), or (e)(7)(iii) shall meet
the following minimum baseline performance requirements for data
speeds, data latency, and data allowances in areas that it has deployed
5G service as specified in paragraph (a) of this section and for which
it receives support for at least one plan that it offers:
(1) Median data transmission rates of 35 Mbps download and 3 Mbps
upload, and with at least 90 percent of measurements recording data
transmission rates of not less than 7 Mbps download and 1 Mbps upload;
(2) Transmission latency of 100 milliseconds or less round trip for
successfully transmitted measurements (i.e., ignoring lost or timed-out
packets); with at least 90 percent of measurements recording latency of
100 milliseconds or less round trip, and
(3) At least one service plan offered must include a data allowance
that is equivalent to the average United States subscriber data usage
as specified and adopted by the Office of Economics and Analytics and
Wireline Competition Bureau after notice and comment.
(e) Collocation obligations. A mobile competitive eligible
telecommunications carrier that receives monthly support pursuant to
§ 54.307(e)(5), (e)(6), or (e)(7) shall allow for reasonable collocation
by other carriers of services that would meet the technological
requirements specified in paragraph (a) of this section on all
cell-site infrastructure constructed with universal service funds that
it owns or manages in the area for which it receives such monthly
support. In addition, during the time that the mobile competitive
eligible telecommunications carrier receives such support, the carrier
may not enter into facilities access arrangements that restrict any
party to the arrangement from allowing others to collocate on the
cell-site infrastructure.
(f) Voice and data roaming obligations. A mobile competitive eligible
telecommunications carrier that receives monthly support pursuant to
§ 54.307(e)(5), (e)(6), or (e)(7) shall comply with the Commission's
voice and data roaming requirements that are currently in effect on
networks that are built with universal service funds.
(g) Reasonably comparable rates. A mobile competitive eligible
telecommunications carrier that receives monthly support pursuant to
§ 54.307(e)(5), (e)(6), or (e)(7) shall offer its services in the areas
for which it receives such monthly support at rates that are reasonably
comparable to those rates offered in urban areas and must advertise the
voice and broadband services it offers in its subsidized service areas.
A mobile competitive eligible telecommunications carrier's rates shall
be considered reasonably comparable to urban rates, based upon the most
recently-available decennial U.S. Census Bureau data identifying areas
as urban, if rates for services in rural areas fall within a reasonable
range of urban rates for reasonably comparable voice and broadband
services.
(1) If the carrier offers service in urban areas, it may demonstrate
that it offers reasonably comparable rates if it offers the same rates,
terms, and conditions (including usage allowances, if any, for a
specific rate) in both urban and rural areas or if one of the carrier's
stand-alone voice service plans and one service plan offering data are
substantially similar to plans it offers in urban areas.
(2) If the carrier does not offer service in urban areas, it may
demonstrate that it offers reasonably comparable rates by identifying a
carrier that does offer service in urban areas and the specific rate
plans to which its plans are reasonably comparable, along with
submission of corroborating evidence that its rates are reasonably
comparable, such as marketing materials from the identified carrier.
(h) Initial report of current service offerings. (1) A mobile
competitive eligible telecommunications carrier that receives monthly
support pursuant to § 54.307(e)(5), (e)(6), or (e)(7) shall submit an
initial report describing its current service offerings in its
subsidized service areas and how the monthly support it is receiving is
being used in such areas no later than three months after the effective
date of the Report and Order, FCC 20-150, and Paperwork Reduction Act
approval. This report shall include the following information:
(i) Information regarding the carrier's current service offerings in
its subsidized service areas, including the highest level of technology
deployed, a target date for when 5G broadband service meeting the
performance requirements specified in paragraph (d) of this section
will be deployed within the subsidized service area, and an estimate of
the percentage of area covered by 5G deployment meeting the performance
requirements specified in paragraph (d) of this section within the
subsidized service area;
(ii) A brief narrative describing its current service offerings and
providing an accounting of how monthly support has been used to provide
mobile wireless services for the 12-month period prior to the deadline
of this report;
(iii) Detailed cell-site and sector infrastructure information for
infrastructure that the carrier uses to provide service in its
subsidized service areas;
(iv) Certification that the carrier has filed relevant deployment data
(either via FCC Form 477 or the Digital Opportunity Data Collection, as
appropriate) that reflect its current deployment covering its
subsidized service areas;
(v) Certification that the carrier is in compliance with the public
interest obligations as set forth in this section and all of the terms
and conditions associated with the continued receipt of such monthly
support disbursements; and
(vi) Additional information as required by the Office of Economics and
Analytics and Wireline Competition Bureau after release of a public
notice detailing the procedures to file this report.
(2) The party submitting the report must certify that it has been
authorized to do so by the mobile competitive eligible
telecommunications carrier that receives support.
(3) Each initial report of current service offerings shall be submitted
solely via the Administrator's online portal.
(i) The Commission and the Administrator shall treat infrastructure
data submitted as part of such reports as presumptively confidential.
(ii) The Administrator shall make such reports available to the
Commission and to the relevant state, territory, and Tribal
governmental entities, as applicable.
(4) A mobile competitive eligible telecommunications carrier that
receives monthly support pursuant to § 54.307(e)(5), (e)(6), or (e)(7)
shall have a continuing obligation to maintain the accuracy and
completeness of the information provided in its initial report. Any
substantial change in the accuracy or completeness of such a report
must be reported as an update to its submitted report within ten (10)
business days after the reportable event occurs.
(5) The Commission shall retain the authority to look behind a mobile
competitive eligible telecommunications carrier's initial report and to
take action to address any violations.
(i) Annual reports. (1) A mobile competitive eligible
telecommunications carrier that receives monthly support pursuant to
§ 54.307(e)(5) (e)(6), or (e)(7) shall submit an annual report no later
than July 1 in each year following the year in which its initial report
of current service offerings as specified in paragraph (h) of this
section is submitted. Each such report shall include the following
information:
(i) Except for areas for which the carriers receives monthly support
pursuant to § 54.307(e)(5)(iv), (e)(6)(iv) or (e)(7)(iv), updated
information regarding the carrier's current service offerings in its
subsidized service areas for the previous calendar year, including the
highest level of technology deployed, a target date for when 5G
broadband service meeting the performance requirements specified in
paragraph (d) of this section will be deployed within the subsidized
service area, and an estimate of the percentage of area covered by 5G
deployment meeting the performance requirements specified in paragraph
(d) of this section within the subsidized service area;
(ii) A brief narrative providing an accounting of the support the
carrier has received and how monthly support has been used to provide
mobile wireless services for the previous calendar year, with an
indication of which of these expenditures were used to meet the
requirements specified in paragraph (c) of this section within the
subsidized service area;
(iii) Detailed cell-site and sector infrastructure information for
infrastructure that the carrier uses to provide service in its
subsidized service areas;
(iv) Certification that the carrier has filed relevant deployment data
(either via FCC Form 477 or the Digital Opportunity Data Collection, as
appropriate) that reflect its current deployment covering its
subsidized service areas;
(v) Certification that the carrier is in compliance with the public
interest obligations as set forth in this section and all of the terms
and conditions associated with the continued receipt of monthly
support; and
(vi) Additional information as required by the Office of Economics and
Analytics and Wireline Competition Bureau after release of a public
notice detailing the procedures to file these reports.
(2) A mobile competitive eligible telecommunications carrier that
receives monthly support pursuant to § 54.307(e)(5), (e)(6), or (e)(7)
shall supplement the information provided to the Administrator in any
annual report within ten (10) business days from the onset of any
reduction in the percentage of areas for which the recipient receives
support being served after the filing of an initial or annual
certification report or in the event of any failure to comply with any
of the requirements for continued receipt of such support.
(3) The party submitting the annual report must certify that it has
been authorized to do so by mobile competitive eligible
telecommunications carrier that receives support.
(4) Each annual report shall be submitted solely via the
Administrator's online portal.
(i) The Commission and the Administrator shall treat infrastructure
data submitted as part of such a report as presumptively confidential.
(ii) The Administrator shall make such reports available to the
Commission and to the relevant state, territory, and Tribal
governmental entities, as applicable.
(5) A mobile competitive eligible telecommunications carrier that
receives monthly support pursuant to § 54.307(e)(5), (e)(6), or (e)(7)
shall have a continuing obligation to maintain the accuracy and
completeness of the information provided in its annual reports. Any
substantial change in the accuracy or completeness of any such report
must be reported as an update to the submitted annual report within ten
(10) business days after the reportable event occurs.
(6) The Commission shall retain the authority to look behind a mobile
competitive eligible telecommunications carrier's annual reports and to
take action to address any violations.
(j) Service milestone reports. (1) A mobile competitive eligible
telecommunications carrier that receives monthly support pursuant to
§ 54.307(e)(5)(ii), (e)(5)(iii), (e)(6)(iii), or (e)(7)(iii) shall
submit a report after each of the service milestones described in
paragraph (b) of this section by the deadlines established by the
Office of Economics and Analytics and Wireline Competition Bureau
demonstrating that it has deployed 5G service that meets the
performance requirements specified in paragraph (d) of this section,
which shall include information as required by the Office of Economics
and Analytics and Wireline Competition Bureau in a public notice.
(2) All data submitted in or certified to in any service milestone
report shall be subject to verification by the Administrator for
compliance with the performance requirements specified in paragraph (d)
of this section.
(k) Non-compliance measures for failure to comply with performance
requirements or public interest obligations. (1) A mobile competitive
eligible telecommunications carrier that receives monthly support
pursuant to § 54.307(e)(5) (e)(6), or (e)(7) that fails to comply with
the public interest obligations set forth in paragraphs (e) through (j)
of this section, fails to comply with the performance requirements set
forth in paragraph (d) of this section at the prescribed level by the
applicable service milestone deadline established in paragraph (b) of
this section, or that fails to use monthly support as set forth in
paragraph (c) of this section must notify the Wireline Competition
Bureau and the Administrator within 10 business days of its
non-compliance.
(2) Upon notification by a carrier of its non-compliance pursuant to
paragraph (k) of this section, or a determination by the Administrator
or Wireline Competition Bureau of a carrier's non-compliance with any
of the public interest obligations set forth in paragraphs (e) through
(j) of this section or the performance requirements set forth in
paragraph (d) of this section, the carrier will be deemed to be in
default, and for monthly support received pursuant to § 54.307(e)(5),
(e)(6), or (e)(7), will no longer be eligible to receive such support,
will receive no further support disbursements, and may be subject to
recovery of up to the amount of support received since the effective
date of the Report and Order, FCC 20-150, that was not used for the
deployment, maintenance, and operation of mobile networks that provide
5G service as specified in paragraph (a) of this section and that meet
the performance requirements specified in paragraph (d) of this
section. The carrier may also be subject to further action, including
the Commission's existing enforcement procedures and penalties,
potential revocation of ETC designation, and suspension or debarment
pursuant to § 54.8.
(3) A mobile competitive eligible telecommunications carrier that
voluntarily relinquishes receipt of monthly support pursuant to
§ 54.307(e)(5), (e)(6), or (e)(7) will no longer be required to comply
with the public interest obligations specified in this section, except
that the carrier may be deemed to be in default and subject to recovery
of support as set forth in paragraph (k)(2) of this section.
[ 85 FR 75819 , Nov. 25, 2020]
Effective Date Note: At 85 FR 75819 , Nov. 25, 2020, § 54.322 was added,
However, paragraphs (b), (g), (h), (i) and (j), have a delayed
effective date.
Subpart E—Universal Service Support for Low-Income Consumers
54.400 Terms and definitions.
As used in this subpart, the following terms shall be defined as
follows:
(a) Qualifying low-income consumer. A “qualifying low-income consumer”
is a consumer who meets the qualifications for Lifeline, as specified
in § 54.409.
(b) Toll blocking service. “Toll blocking service” is a service
provided by an eligible telecommunications carrier that lets
subscribers elect not to allow the completion of outgoing toll calls
from their telecommunications channel.
(c) Toll control service. “Toll control service” is a service provided
by an eligible telecommunications carrier that allows subscribers to
specify a certain amount of toll usage that may be incurred on their
telecommunications channel per month or per billing cycle.
(d) Toll limitation service. “Toll limitation service” denotes either
toll blocking service or toll control service for eligible
telecommunications carriers that are incapable of providing both
services. For eligible telecommunications carriers that are capable of
providing both services, “toll limitation service” denotes both toll
blocking service and toll control service.
(e) Eligible resident of Tribal lands. An “eligible resident of Tribal
lands” is a “qualifying low-income consumer,” as defined in paragraph
(a) of this section, living on Tribal lands. For purposes of this
subpart, “Tribal lands” include any federally recognized Indian tribe's
reservation, pueblo, or colony, including former reservations in
Oklahoma; Alaska Native regions established pursuant to the Alaska
Native Claims Settlement Act (85 Stat. 688); Indian allotments;
Hawaiian Home Lands—areas held in trust for Native Hawaiians by the
state of Hawaii, pursuant to the Hawaiian Homes Commission Act, 1920
July 9, 1921, 42 Stat. 108, et. seq., as amended; and any land
designated as such by the Commission for purposes of this subpart
pursuant to the designation process in § 54.412.
(f) Income. “Income” means gross income as defined under section 61 of
the Internal Revenue Code, 26 U.S.C. 61, for all members of the
household. This means all income actually received by all members of
the household from whatever source derived, unless specifically
excluded by the Internal Revenue Code, Part III of Title 26, 26 U.S.C.
101 et seq.
(g) Duplicative support. “Duplicative support” exists when a Lifeline
subscriber is receiving two or more Lifeline services concurrently or
two or more subscribers in a household are receiving Lifeline services
or Tribal Link Up support concurrently.
(h) Household. A “household” is any individual or group of individuals
who are living together at the same address as one economic unit. A
household may include related and unrelated persons. An “economic unit”
consists of all adult individuals contributing to and sharing in the
income and expenses of a household. An adult is any person eighteen
years or older. If an adult has no or minimal income, and lives with
someone who provides financial support to him/her, both people shall be
considered part of the same household. Children under the age of
eighteen living with their parents or guardians are considered to be
part of the same household as their parents or guardians.
(i) National Lifeline Accountability Database or Database. The
“National Lifeline Accountability Database” or “Database” is an
electronic system, with associated functions, processes, policies and
procedures, to facilitate the detection and elimination of duplicative
support, as directed by the Commission.
(j) Qualifying assistance program. A “qualifying assistance program”
means any of the federal or Tribal assistance programs the
participation in which, pursuant to § 54.409(a) or (b), qualifies a
consumer for Lifeline service, including Medicaid; Supplemental
Nutrition Assistance Program; Supplemental Security Income; Federal
Public Housing Assistance; Veterans and Survivors Pension Benefit;
Bureau of Indian Affairs general assistance; Tribally administered
Temporary Assistance for Needy Families (Tribal TANF); Head Start (only
those households meeting its income qualifying standard); or the Food
Distribution Program on Indian Reservations (FDPIR).
(k) Direct service. As used in this subpart, direct service means the
provision of service directly to the qualifying low-income consumer.
(l) Broadband Internet access service. “Broadband Internet access
service” is defined as a mass-market retail service by wire or radio
that provides the capability to transmit data to and receive data from
all or substantially all Internet endpoints, including any capabilities
that are incidental to and enable the operation of the communications
service, but excluding dial-up service.
(m) Voice telephony service. “Voice telephony service” is defined as
voice grade access to the public switched network or its functional
equivalent; minutes of use for local service provided at no additional
charge to end users; access to the emergency services provided by local
government or other public safety organizations, such as 911 and
enhanced 911, to the extent the local government in an eligible
carrier's service area has implemented 911 or enhanced 911 systems; and
toll limitation services to qualifying low-income consumers as provided
in subpart E of this part.
(n) Supported service. Voice telephony service is the supported service
for the Lifeline program.
(o) National Lifeline Eligibility Verifier. The “National Lifeline
Eligibility Verifier” or “National Verifier” is an electronic and
manual system with associated functions, processes, policies and
procedures, to facilitate the determination of consumer eligibility for
the Lifeline program, as directed by the Commission.
(p) Enrollment representatives. An employee, agent, contractor, or
subcontractor, acting on behalf of an eligible telecommunications
carrier or third-party entity, who directly or indirectly provides
information to the Universal Service Administrative Company or a state
entity administering the Lifeline Program for the purpose of
eligibility verification, enrollment, recertification, subscriber
personal information updates, benefit transfers, or de-enrollment.
[ 77 FR 12966 , Mar. 2, 2012, as amended at 80 FR 40935 , July 14, 2015;
81 FR 33089 , May 24, 2016; 84 FR 71327 , Dec. 27, 2019; 86 FR 1021 ,
Jan.7, 2021]
Goto Section: 54.321 | 54.401
Goto Year: 2020 |
2022
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