Sec.  2.1033   Application for certification.

   (a) An application for certification shall be filed on FCC Form 731 with all
   questions answered. Items that do not apply shall be so noted.

   (b) Applications for equipment operating under Parts 11, 15 and 18 of the
   rules shall be accompanied by a technical report containing the following
   information:

   (1) The full name and mailing address of the manufacturer of the device and
   the applicant for certification.

   (2) FCC identifier.

   (3) A copy of the installation and operating instructions to be furnished
   the user. A draft copy of the instructions may be submitted if the actual
   document is not available. The actual document shall be furnished to the FCC
   when it becomes available.

   (4) A brief description of the circuit functions of the device along with a
   statement describing how the device operates. This statement should contain
   a  description of the ground system and antenna, if any, used with the
   device.

   (5) A block diagram showing the frequency of all oscillators in the device.
   The signal path and frequency shall be indicated at each block. The tuning
   range(s) and intermediate frequency(ies) shall be indicated at each block. A
   schematic diagram is also required for intentional radiators.

   (6) A report of measurements showing compliance with the pertinent FCC
   technical requirements. This report shall identify the test procedure used
   (e.g., specify the FCC test procedure, or industry test procedure that was
   used),  the  date  the  measurements were made, the location where the
   measurements were made, and the device that was tested (model and serial
   number, if available). The report shall include sample calculations showing
   how the measurement results were converted for comparison with the technical
   requirements.

   (7)  A  sufficient  number of photographs to clearly show the exterior
   appearance, the construction, the component placement on the chassis, and
   the chassis assembly. The exterior views shall show the overall appearance,
   the antenna used with the device (if any), the controls available to the
   user, and the required identification label in sufficient detail so that the
   name and FCC identifier can be read. In lieu of a photograph of the label, a
   sample label (or facsimile thereof) may be submitted together with a sketch
   showing where this label will be placed on the equipment. Photographs shall
   be of size A4 (21 cm × 29.7 cm) or 8×10 inches (20.3 cm × 25.4 cm). Smaller
   photographs may be submitted provided they are sharp and clear, show the
   necessary detail, and are mounted on A4 (21 cm × 29.7 cm) or 8.5×11 inch
   (21.6 cm × 27.9 cm) paper. A sample label or facsimile together with the
   sketch showing the placement of this label shall be on the same size paper.

   (8) If the equipment for which certification is being sought must be tested
   with  peripheral  or accessory devices connected or installed, a brief
   description of those peripherals or accessories. The peripheral or accessory
   devices shall be unmodified, commercially available equipment.

   (9) For equipment subject to the provisions of part 15 of this chapter, the
   application shall indicate if the equipment is being authorized pursuant to
   the transition provisions in  Sec. 15.37 of this chapter.

   (10) Applications for the certification of scanning receivers shall include
   a  statement  describing  the  methods  used to comply with the design
   requirements of all parts of  Sec. 15.121 of this chapter. The application must
   specifically  include  a  statement assessing the vulnerability of the
   equipment to possible modification and describing the design features that
   prevent  the  modification  of  the  equipment  by the user to receive
   transmissions from the Cellular Radiotelephone Service. The application must
   also demonstrate compliance with the signal rejection requirement of  Sec. 15.121
   of this chapter, including details on the measurement procedures used to
   demonstrate compliance.

   (11) Applications for certification of transmitters operating within the
   59.0–64.0 GHz band under part 15 of this chapter shall also be accompanied
   by an exhibit demonstrating compliance with the provisions of  Sec. 15.255 (g)
   and (i) of this chapter.

   (12) An application for certification of a software defined radio must
   include the information required by  Sec. 2.944.

   (c) Applications for equipment other than that operating under parts 15 and
   18 of the rules shall be accompanied by a technical report containing the
   following information:

   (1) The full name and mailing address of the manufacturer of the device and
   the applicant for certification.

   (2) FCC identifier.

   (3) A copy of the installation and operating instructions to be furnished
   the user. A draft copy of the instructions may be submitted if the actual
   document is not available. The actual document shall be furnished to the FCC
   when it becomes available.

   (4) Type or types of emission.

   (5) Frequency range.

   (6) Range of operating power values or specific operating power levels, and
   description of any means provided for variation of operating power.

   (7) Maximum power rating as defined in the applicable part(s) of the rules.

   (8) The dc voltages applied to and dc currents into the several elements of
   the final radio frequency amplifying device for normal operation over the
   power range.

   (9) Tune-up procedure over the power range, or at specific operating power
   levels.

   (10) A schematic diagram and a description of all circuitry and devices
   provided for determining and stabilizing frequency, for suppression of
   spurious radiation, for limiting modulation, and for limiting power.

   (11) A photograph or drawing of the equipment identification plate or label
   showing the information to be placed thereon.

   (12) Photographs (8&inch;×10&inch;) of the equipment of sufficient clarity
   to reveal equipment construction and layout, including meters, if any, and
   labels  for  controls  and meters and sufficient views of the internal
   construction to define component placement and chassis assembly. Insofar as
   these  requirements  are  met  by photographs or drawings contained in
   instruction manuals supplied with the certification request, additional
   photographs are necessary only to complete the required showing.

   (13) For equipment employing digital modulation techniques, a detailed
   description of the modulation system to be used, including the response
   characteristics (frequency, phase and amplitude) of any filters provided,
   and a description of the modulating wavetrain, shall be submitted for the
   maximum rated conditions under which the equipment will be operated.

   (14) The data required by  Sec.  Sec. 2.1046 through 2.1057, inclusive, measured in
   accordance with the procedures set out in  Sec. 2.1041.

   (15) The application for certification of an external radio frequency power
   amplifier under part 97 of this chapter need not be accompanied by the data
   required by paragraph (b)(14) of this section. In lieu thereof, measurements
   shall be submitted to show compliance with the technical specifications in
   subpart C of part 97 of this chapter and such information as required by
    Sec. 2.1060 of this part.

   (16)  An application for certification of an AM broadcast stereophonic
   exciter-generator intended for interfacing with existing certified, or
   formerly type accepted or notified transmitters must include measurements
   made on a complete stereophonic transmitter. The instruction book must
   include complete specifications and circuit requirements for interconnecting
   with existing transmitters. The instruction book must also provide a full
   description  of  the  equipment  and measurement procedures to monitor
   modulation and to verify that the combination of stereo exciter-generator
   and transmitter meet the emission limitations of  Sec. 73.44.

   (17) Applications for certification required by  Sec. 25.129 of this chapter
   shall include any additional equipment test data required by that section.

   (18) An application for certification of a software defined radio must
   include the information required by  Sec. 2.944.

   (d) Applications for certification of equipment operating under part 20,
   that a manufacturer is seeking to certify as hearing aid compatible, as set
   forth  in   Sec. 20.19  of  that part, shall include a statement indicating
   compliance  with  the  test  requirements of  Sec. 20.19 and indicating the
   appropriate U-rating for the equipment. The manufacturer of the equipment
   shall be responsible for maintaining the test results.

   (e)  A  single  application  may  be filed for a composite system that
   incorporates devices subject to certification under multiple rule parts,
   however, the appropriate fee must be included for each device. Separate
   applications must be filed if different FCC Identifiers will be used for
   each device.

   [ 63 FR 36599 , July 7, 1998, as amended at  63 FR 42278 , Aug. 7, 1998;  64 FR 22561 , Apr. 27, 1999;  67 FR 42734 , June 25, 2002;  68 FR 54175 , Sept. 16,
   2003;  68 FR 68545 , Dec. 9, 2003;  69 FR 5709 , Feb. 6, 2004;  70 FR 23039 , May
   4, 2005]