Goto Section: 63.03 | 63.09 | Table of Contents

FCC 63.04
Revised as of October 1, 2007
Goto Year:2006 | 2008
Sec.  63.04   Filing procedures for domestic transfer of control applications

   (a)  Domestic  services  only.  A carrier seeking domestic section 214
   authorization for transfer of control should file an application containing:

   (1) The name, address and telephone number of each applicant;

   (2)  The  government, state, or territory under the laws of which each
   corporate or partnership applicant is organized;

   (3)  The name, title, post office address, and telephone number of the
   officer or contact point, such as legal counsel, to whom correspondence
   concerning the application is to be addressed;

   (4) The name, address, citizenship and principal business of any person or
   entity that directly or indirectly owns at least ten (10) percent of the
   equity of the applicant, and the percentage of equity owned by each of those
   entities (to the nearest one (1) percent);

   (5) Certification pursuant to  Sec.  Sec. 1.2001 through 1.2003 of this chapter that
   no party to the application is subject to a denial of Federal benefits
   pursuant to section 5301 of the Anti-Drug Abuse Act of 1988. See 21 U.S.C.
   853.

   (6) A description of the transaction;

   (7)  A description of the geographic areas in which the transferor and
   transferee  (and  their  affiliates) offer domestic telecommunications
   services, and what services are provided in each area;

   (8) A statement as to how the application fits into one or more of the
   presumptive streamlined categories in this section or why it is otherwise
   appropriate for streamlined treatment;

   (9) Identification of all other Commission applications related to the same
   transaction;

   (10)  A  statement  of  whether  the applicants are requesting special
   consideration because either party to the transaction is facing imminent
   business failure;

   (11) Identification of any separately filed waiver requests being sought in
   conjunction with the transaction; and

   (12) A statement showing how grant of the application will serve the public
   interest, convenience and necessity, including any additional information
   that may be necessary to show the effect of the proposed transaction on
   competition in domestic markets.

   (b) Domestic/International applications for transfers of control. Where an
   applicant wishes to file a joint international section 214 transfer of
   control  application  and  domestic  section  214  transfer of control
   application, the applicant should submit information that satisfies the
   requirements of  Sec. 63.18, which specifies the contents of applications for
   international authorizations, together with filing fees that satisfy (and
   are in accordance with filing procedures applicable to) both  Sec.  Sec. 1.1105 and
   1.1107 of this chapter. In an attachment to the international application,
   the applicant should submit the information described in paragraphs (a)(6)
   through (a)(12) of this section.

   [ 67 FR 18832 , Apr. 17, 2002]


Goto Section: 63.03 | 63.09

Goto Year: 2006 | 2008
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