FCC 1.115 Revised as of October 1, 2007
Goto Year:2006 |
2008
Sec. 1.115 Application for review of action taken pursuant to delegated
authority.
(a) Any person aggrieved by any action taken pursuant to delegated authority
may file an application requesting review of that action by the Commission.
Any person filing an application for review who has not previously
participated in the proceeding shall include with his application a
statement describing with particularity the manner in which he is aggrieved
by the action taken and showing good reason why it was not possible for him
to participate in the earlier stages of the proceeding. Any application for
review which fails to make an adequate showing in this respect will be
dismissed.
(b)(1) The application for review shall concisely and plainly state the
questions presented for review with reference, where appropriate, to the
findings of fact or conclusions of law.
(2) Except as provided in paragraph (b)(5) of this section, the application
for review shall specify with particularity, from among the following, the
factor(s) which warrant Commission consideration of the questions presented:
(i) The action taken pursuant to delegated authority is in conflict with
statute, regulation, case precedent, or established Commission policy.
(ii) The action involves a question of law or policy which has not
previously been resolved by the Commission.
(iii) The action involves application of a precedent or policy which should
be overturned or revised.
(iv) An erroneous finding as to an important or material question of fact.
(v) Prejudicial procedural error.
(3) The application for review shall state with particularity the respects
in which the action taken by the designated authority should be changed.
(4) The application for review shall state the form of relief sought and,
subject to this requirement, may contain alternative requests.
(c) No application for review will be granted if it relies on questions of
fact or law upon which the designated authority has been afforded no
opportunity to pass.
Note: Subject to the requirements of Sec. 1.106, new questions of fact or law
may be presented to the designated authority in a petition for
reconsideration.
(d) Except as provided in paragraph (e) of this section, the application for
review and any supplemental thereto shall be filed within 30 days of public
notice of such action, as that date is defined in section 1.4(b). Opposition
to the application shall be filed within 15 days after the application for
review is filed. Except as provided in paragraph (e)(3) of this section,
replies to oppositions shall be filed within 10 days after the opposition is
filed and shall be limited to matters raised in the opposition.
(e)(1) Applications for review of interlocutory rulings made by the Chief
Administrative Law Judge (see Sec. 0.351) shall be deferred until the time when
exceptions are filed unless the Chief Judge certifies the matter to the
Commission for review. A matter shall be certified to the Commission only if
the Chief Judge determines that it presents a new or novel question of law
or policy and that the ruling is such that error would be likely to require
remand should the appeal be deferred and raised as an exception. The request
to certify the matter to the Commission shall be filed within 5 days after
the ruling is made. The application for review shall be filed within 5 days
after the order certifying the matter to the Commission is released or such
ruling is made. Oppositions shall be filed within 5 days after the
application is filed. Replies to oppositions shall be filed only if they are
requested by the Commission. Replies (if allowed) shall be filed within 5
days after they are requested. A ruling certifying or not certifying a
matter to the Commission is final: Provided, however, That the Commission
may, on its own motion, dismiss the application for review on the ground
that objections to the ruling should be deferred and raised as an exception.
(2) The failure to file an application for review of an interlocutory ruling
made by the Chief Administrative Law Judge or the denial of such application
by the Commission, shall not preclude any party entitled to file exceptions
to the initial decision from requesting review of the ruling at the time
when exceptions are filed. Such requests will be considered in the same
manner as exceptions are considered.
(3) Applications for review of a hearing designation order issued under
delegated authority shall be deferred until exceptions to the initial
decision in the case are filed, unless the presiding Administrative Law
Judge certifies such an application for review to the Commission. A matter
shall be certified to the Commission only if the presiding Administrative
Law Judge determines that the matter involves a controlling question of law
as to which there is substantial ground for difference of opinion and that
immediate consideration of the question would materially expedite the
ultimate resolution of the litigation. A ruling refusing to certify a matter
to the Commission is not appealable. In addition, the Commission may
dismiss, without stating reasons, an application for review that has been
certified, and direct that the objections to the hearing designation order
be deferred and raised when exceptions in the initial decision in the case
are filed. A request to certify a matter to the Commission shall be filed
with the presiding Administrative Law Judge within 5 days after the
designation order is released. Any application for review authorized by the
Administrative Law Judge shall be filed within 5 days after the order
certifying the matter to the Commission is released or such a ruling is
made. Oppositions shall be filed within 5 days after the application for
review is filed. Replies to oppositions shall be filed only if they are
requested by the Commission. Replies (if allowed) shall be filed within 5
days after they are requested.
(4) Applications for review of final staff decisions issued on delegated
authority in formal complaint proceedings on the Enforcement Bureau's
Accelerated Docket (see, e.g., Sec. 1.730) shall be filed within 15 days of
public notice of the decision, as that date is defined in Sec. 1.4(b). These
applications for review oppositions and replies in Accelerated Docket
proceedings shall be served on parties to the proceeding by hand or
facsimile transmission.
(f) Applications for review, oppositions, and replies shall conform to the
requirements of Sec. Sec. 1.49, 1.51, and 1.52, and shall be submitted to the
Secretary, Federal Communications Commission, Washington, DC 20554. Except
as provided below, applications for review and oppositions thereto shall not
exceed 25 double-space typewritten pages. Applications for review of
interlocutory actions in hearing proceedings (including designation orders)
and oppositions thereto shall not exceed 5 double-spaced typewritten pages.
When permitted (see paragraph (e)(3) of this section), reply pleadings shall
not exceed 5 double-spaced typewritten pages. The application for review
shall be served upon the parties to the proceeding. Oppositions to the
application for review shall be served on the person seeking review and on
parties to the proceeding. When permitted (see paragraph (e)(3) of this
section), replies to the opposition(s) to the application for review shall
be served on the person(s) opposing the application for review and on
parties to the proceeding.
(g) The Commission may grant the application for review in whole or in part,
or it may deny the application with or without specifying reasons therefor.
A petition requesting reconsideration of a ruling which denies an
application for review will be entertained only if one or more of the
following circumstances is present:
(1) The petition relies on facts which related to events which have occurred
or circumstances which have changed since the last opportunity to present
such matters; or
(2) The petition relies on facts unknown to petitioner until after his last
opportunity to present such matters which could not, through the exercise of
ordinary diligence, have been learned prior to such opportunity.
(h)(1) If the Commission grants the application for review in whole or in
part, it may, in its decision:
(i) Simultaneously reverse or modify the order from which review is sought;
(ii) Remand the matter to the designated authority for reconsideration in
accordance with its instructions, and, if an evidentiary hearing has been
held, the remand may be to the person(s) who conducted the hearing; or
(iii) Order such other proceedings, including briefs and oral argument, as
may be necessary or appropriate.
(2) In the event the Commission orders further proceedings, it may stay the
effect of the order from which review is sought. (See Sec. 1.102.) Following the
completion of such further proceedings the Commission may affirm, reverse or
modify the order from which review is sought, or it may set aside the order
and remand the matter to the designated authority for reconsideration in
accordance with its instructions. If an evidentiary hearing has been held,
the Commission may remand the matter to the person(s) who conducted the
hearing for rehearing on such issues and in accordance with such
instructions as may be appropriate.
Note: For purposes of this section, the word “order” refers to that portion
of its action wherein the Commission announces its judgment. This should be
distinguished from the “memorandum opinion” or other material which often
accompany and explain the order.
(i) An order of the Commission which reverses or modifies the action taken
pursuant to delegated authority is subject to the same provisions with
respect to reconsideration as an original order of the Commission. In no
event, however, shall a ruling which denies an application for review be
considered a modification of the action taken pursuant to delegated
authority.
(j) No evidence other than newly discovered evidence, evidence which has
become available only since the original taking of evidence, or evidence
which the Commission believes should have been taken in the original
proceeding shall be taken on any rehearing ordered pursuant to the
provisions of this section.
(k) The filing of an application for review shall be a condition precedent
to judicial review of any action taken pursuant to delegated authority.
(Secs. 4, 303, 307, 48 Stat., as amended, 1066, 1082, 1083; 47 U.S.C. 154,
303, 307)
[ 28 FR 12415 , Nov. 22, 1963, as amended at 41 FR 14871 , Apr. 8, 1976; 44 FR 60295 , Oct. 19, 1979; 46 FR 18556 , Mar. 25, 1981; 48 FR 12719 , Mar. 28,
1983; 50 FR 39000 , Sept. 26, 1985; 54 FR 40392 , Oct. 2, 1989; 55 FR 36641 ,
Sept. 6, 1990; 57 FR 19387 , May 6, 1992; 62 FR 4170 , Jan. 29, 1997; 63 FR 41446 , Aug. 4, 1998; 67 FR 13223 , Mar. 21, 2002]
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